Registration
Agent of Issuer Registration
Broker-Dealer and Agent Registration
Franchise Registration
Investment Advisor/Representative Registration
Securities Registration
Trademark, Service Mark Registration
Frequently Asked Questions
Industry Alerts
SRF Forms
Enforcement / Investigations FAQs

Registration

The Virginia Division of Securities and Retail Franchising is responsible for the regulation of securities, broker-dealers, broker-dealer agents, investment advisers and their representatives. It is also responsible for the registration of franchises and trademarks in Virginia. The Division answers inquiries, provides investor education programs, handles complaints, performs audits, and conducts investigations regarding code violations relating to securities and retail franchising.