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Securities & Retail Franchising
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Division of Securities & Retail Franchising
File a Complaint
Find Agent of Issuer
Find Trade/Service Marks
Agent of Issuer
Investor Education Spotlights
Investor Alert – High Yield Investment Programs
Investor Alert – Third Party Custodians of Self Directed IRAs and Other Qualified Plans
Peer to Peer (P2P) Lending – Assessing the Risks
Investor Bulletin on Life Settlements
Tips for Checking Out Your Broker
What is a Trademark or Service Mark?
The Franchise Disclosure Document – What does it tell you?
Notice: Stanford Financial Group
Promissory Notes: Promises, Problems
Mutual Fund Fees and Discounts
Your Financial Health: Developing a Financial Plan
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