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Division of Securities & Retail Franchising
Has an entity made an investment company notification filing in Virginia (i.e., Mutual fund,Unit Investment Trust, Face Amount Certificate)?
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Firm Name
Last Name
First Name
Franchisor Name
Franchise Name
Va File Number

The results from your search will only include records for which filings have been received by the Virginia Securities Division. Records for which no filing or fee is required (federal covered securities, self-executing exemptions, etc.) are not included.