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The State Corporation Commission will be closed Friday, January 18, 2019 in observance of Lee-Jackson Day, a state holiday. The SCC will also be closed Monday, January 21, 2019 in observance of Martin Luther King Jr. Day. We will resume normal business hours Tuesday, January 22, 2019.
Please note: The SCC website will be unavailable Saturday, January 19, from 8 a.m. until 2 p.m. for system maintenance. We apologize for the inconvenience and appreciate your patience.
Division of Securities & Retail Franchising
Agents of Issuers
 
Search criteria is sensitive to spacing and punctuation. Search requests without proper punctuation may result in a "No Records Found" message. Search criteria is not case sensitive. If you are unsure of the complete name of the security, firm or individual for which you are looking, the "%" sign may be used to expand your search. For example, Asset% will return any record beginning with the word "Asset". %Asset% will return any record containing the word "Asset".
 
Enter query criteria
 
Firm Name
Last Name
First Name
Issuer
Franchisor Name
Franchise Name
Mark
Owner
Va File Number
CRD #
 
 
 

If you have questions regarding the registration record of any agent of the issuer, to include the disciplinary history, please contact the Securities and Retail Franchise Division at (804) 371-9187.